洞察
Forms available through the Confirmation platform
2 minutes read
Auditors will send many types of requests your financial insitutions to verify balances, positions, and obligations. The Confirmation platform enables you to securely respond to confirmation requests across a wide range of financial products using standardized forms, saving you time and headaches.
Below is a summary of confirmation form types currently available to support your work.
Core Audit Confirmation Forms
- General Audit Confirmation
- Audit Query
- Client Consolidated
- Consolidated Confirmation
- Cutoff Statement
- Document Request
- General Audit Request
- Custom Form
Deposits, Cash & Client Accounts
- Client – All Account
- Time Deposit
- Money Market Fund
- MMKT Demand Account (MMDA)
- Safe Deposit
- Compensating Balances
- Collateral / Deposit Balances
- Escrow / Trust Account
- Fund Account (Corporate Trust Escrow / Asset)
Lending & Credit Facilities
- Line of Credit
- Mortgage Debt
- Bank Loans
- Asset Based Lending (ABL)
- Commercial Real Estate
- Construction Contract
- Obligation to Lessor
- Contingent Liability
- Letter of Credit
Securities & Investment Holdings
- Securities
- Securities / Wholesale
- Securities with Broker
- Securities with Custodian
- Securities, Cash & Investments
- Transfer Agent – Capital Stock
- Register – Capital Stock
Funds & Alternative Investments
- Hedge Fund Investment
- Private Equity
- Private Equity Investment
- Investment Fund
- Fund of Funds
- Money Market Fund
- Portfolio Company
Capital Markets & Derivatives
- Listed Options & Futures
- Futures and Listed Options
- OTC Derivatives
- OTC Valuation – Single Fund
- OTC Valuation – Multi-Fund Consolidated
- Electronic Execution & Clearing (GSEC)
- Repo / Reverse Repo / Tri-Party Repo
- Commercial Paper Balance
- Pricing / Broker Quote
Debt & Structured Products
- Bond Issue
- Bond / Note Debt Issue
- Commercial Paper Balance
- Derivative
Institutional & Regulatory Requests
- HUD Mortgage
- SEC Form
- Pension Plan Assets – Trustee
- Investor Fund SDS ID
- Legal Entity
- Legal Entity Consolidated
International Financial Institutions
- Financial Institution – US (Asset)
- Financial Institution – US (Liability)
- Financial Institution – Non-US (Asset)
- Financial Institution – Non-US (Liability